WRBC Support Services, Senior Compliance Analyst

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  WRBC Support Services

Post Date

  August 29, 2017

Closing Date


LPEC Preferred




TBD – Greenwich,CT, Des Moines, IA, Naperville, IL or Hamilton Square, New Jersey



Member of Corporate Compliance Department that is responsible for the following:

  • Market Conduct/State Exams
  • Delaware Triennial Exam Process
  • Anti-Fraud Plans
  • State Insurance Department Data Calls
  • Bureau Affiliations
  • CT Corporation – Service of Process
  • State insurance department - Consumer Complaints
  • Corporate Secretarial matters
  • Domestic and International Company Licensing matters
  • Development and communication of various corporate compliance policies/procedures

 Overall Responsibilities:  Describe the overall job responsibilities (including any decision making authority) for this position.

  • Work with the various operating units and financial reporting unit to collect data and complete state insurance department data calls for various WRBC statutory companies
  • Maintain agent for service of process, state registration and withdrawals with CT Corporation, and file annual reports
  • Handle/coordinate state market conduct examinations/regulatory inquiries – including interaction with regulatory examination staff
  • Coordinate anti-fraud training/state insurance department fraud plan filings with outside vendor
  • Work with operating units to coordinate loss control plan filings with state insurance departments
  • Work with operating units to coordinate agent appointments and annual renewal fee payments
  • Handle miscellaneous insurance regulatory matters/questions raised by operating units
  • Help maintain Corporate Compliance intranet site

Required Experience:  Include necessary skills/experience and core competencies required.  

Minimum of 5-7 experience in property/casualty regulatory, compliance or legal role. Outlook; Excel; Word; Nuance PDF Professional; Wings – Forms Supplement; Familiarity  with insurance financial statements (yellow books); Strong administrative and communication skills; must be detail-oriented.  Able to work independently, prioritize tasks and meet multiple deadlines; knowledge of property-casualty insurance industry/products required; Connecticut notary a plus.  Legal research skills a plus.

Education Requirement

  • Bachelor’s Degree
  • Insurance Industry-Related education a plus
  • Paralegal Certification a plus


  Applicants should email their resume to Margaret Convey at mconvey@wrberkley.com

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